Article

 


An Interactivist-Hermeneutic

Metatheory for Positive Psychology

 

John Chambers Christopher

MONTANA STATE UNIVERSITY

 

Robert L. Campbell

CLEMSON UNIVERSITY

 

ABSTRACT. Drawing on Bickhard’s interactivism along with philosophical hermeneutics, we outline a plausible ontology of human action and development

that might serve as a metatheory for positive psychology. Our nondualistic

metatheory rests on a distributed notion of agency. The kinds of

morally imbued social practices that are identified by hermeneutic theorists

constitute one level of agency. At the first level of agency, persons are

already committed, at least by implication, to folk psychologies that cover

positive emotion, positive traits, and positive institutions. Higher levels of

agency and knowing emerge through the process of development. The

higher knowing levels incorporate the capacity for conscious self-reflexive

awareness, which permits the person to consciously deliberate and form theories

of the good person and the good life. These more consciously formed

positive folk psychologies are always in a dialectical relationship with the

more implicit and embodied understandings of the good life as manifested

in social practices, emotional experiences, and habitual thoughts. We suggest

that this framework helps to account for the ‘diversity of goods’ that

underlie our lives and to clarify the relationship that the professional positive

psychologist will have with his or her native folk psychology.

KEYWORDS: critical psychology, cultural psychology, flourishing, good life,

happiness, individualism, interactivism, philosophy of social science, positive

psychology, well-being

Critics both within and outside of psychology have persuasively argued for

a number of years that despite aspirations to be an ahistorical, value- and culture-

free science, psychological theory, research, and practice are all heavily

influenced by Western values and assumptions. Today’s positive psychology

runs the same risk, as the papers in this special issue attest. The uncritical

transmission of culturally specific and contestable values and assumptions

THEORY & PSYCHOLOGY Copyright © 2008 SAGE Publications. VOL. 18(5): 675–697

DOI: 10.1177/0959354308093401 http://tap.sagepub.com

will continue unless two issues are addressed in the theoretical and philosophical

underpinnings of positive psychology.

The first issue is the inevitably value-laden nature of psychology. Seligman

(2002) has encouraged positive psychologists to suppose that they can step

around the messiness of trying to be prescriptive:

… the theory is not a morality or a world-view; it is a description. I strongly

believe that science is morally neutral (but ethically relevant). The theory

put forward in this book describes what the pleasant life, the good life, and

the meaningful life are. It describes how to get these lives and what the consequences

of living them are. It does not prescribe these lives for you, nor

does it, as a theory, value any of these lives above the others.

It would be disingenuous to deny that I personally value the meaningful life

above the good life, which in turn I value above the pleasant life. But the

grounds for my valuing these lives are external to the theory. I value contribution

to the whole above contribution just to the self, and I value the

achieving of potential above living for the moment. (p. 303)

These days a value-free conception of social science is widely questioned,

both by philosophers of science (e.g., Laudan, 1984; Taylor, 1989) and by

theoretical and philosophical psychologists (e.g., Christopher, 1999;

Guignon, 2002; Held, 2005; Sundararajan, 2005). And among all the scientific

enterprises that might aspire to value-freedom, positive psychology

would seem to have some of the dimmest prospects. Without judgments that

optimistic attitudes are good for human beings and pessimistic attitudes are

bad, or that integrity is part of a good life for us and lack of integrity is not,

how much positive psychology would there be for Seligman (2002) to enunciate?

How could the subject matter of positive psychology be defined in the

first place? As Woolfolk and Wasserman (2005) have noted, declaring that

positive psychology makes no prescriptions

… is a little like an MBA program alleging that it is neutral with respect to

the benefits of capitalism or that an education that teaches one how to be

successful and earn a great deal of money, in no sense advocates economic

achievement. (pp. 88–89).

The value-free assumption does not merely contradict many of the conclusions

that positive psychologists wish to draw. It impedes the future growth of positive

psychology, because it provides no incentive for developing the conceptual

resources to recognize cultural values and assumptions. Theoretical and philosophical

psychologists generally regard such assumptions as embedded in psychological

theory and research, or as presupposed in these activities. Positive psychologists,

on the other hand, too often take these kinds of assumptions for granted.

The second issue to be addressed by positive psychology is the attempted

separation of descriptive science from prescriptive value commitments. That

separation, in turn, is symptomatic of a tendency in Western culture to bifurcate

a wide range of phenomena: fact vs. value, self vs. other, subjective vs.

676 THEORY & PSYCHOLOGY 18(5)

objective, mind vs. body, reason vs. emotion, and so on. Such dualism, we

believe, stultifies the progress of psychology in general, and, unless checked,

will hamper the promise of contemporary positive psychology.

We think so, first of all, because these dualistic presuppositions are in

error. A considerable amount of scholarship challenges the ontological

veracity of dualism. Emerging non-dualistic ontologies of the person, so we

would argue, are more successful in modeling human agency and human

social realities.

Second, the dualistic presuppositions themselves derive from a particular

cultural orientation to life. If we do not recognize this, the underlying cultural

orientation will be uncritically perpetuated in our theories, research, and practice,

and different cultural orientations will be missed or misunderstood. Which,

in turn, will undermine the universal aspirations of positive psychology.

In this paper we draw on the interactivism of Mark Bickhard along with the

philosophical hermeneutics of Martin Heidegger, Hans-Georg Gadamer, and

Charles Taylor to outline a plausible ontology of human action and development.

This nondualistic metatheory rests on a distributed notion of agency. The kinds

of morally imbued social practices identified by hermeneutic theorists constitute

one level of agency. At this first level of agency, persons are already committed,

at least by implication, to folk psychologies that cover the subject matter of positive

psychology: positive emotions, positive traits, and positive social institutions.

Other levels of agency and knowing emerge in the course of human

development. The higher knowing levels are characterized by self-reflexive

awareness, which permits the person to consciously deliberate and form explicit

theories of the good person and the good life. These more consciously formed

positive folk psychologies are always in a dialectical relationship with the more

implicit and embodied understandings of the good life that are manifested in

social practices, emotional experiences, and habitual thoughts.

We suggest that this framework helps to account for the ‘diversity of

goods’ (Taylor, 1985) that underlies our lives and also helps to clarify the relationship

that the professional positive psychologist will have with his or her

native folk psychology. We begin by discussing two aspects of interactivism—

implicitness and the knowing levels—that we contend will provide a

more specific and more integrated ontology for positive psychology.

Knowing Level 1: Being-in-the-World and Engaged Agency

From the interactive standpoint, our most basic way of knowing, at Knowing

Level 1, comes through interaction in the world. Knowledge begins procedurally:

infants and children learn how to do or accomplish various things.

Initially their ways of getting these things done are relatively simple. For

instance, babies learn that kicking the crib makes the mobile shake or that

crying elicits a certain kind of response from a caregiver. Through variation

CHRISTOPHER & CAMPBELL: INTERACTIVIST-HERMENEUTIC METATHEORY 677

and selection, human beings learn functional patterns of interacting with the

physical and social world.

Babies and young children lack the self-knowing ‘I’ or ego that Descartes

(1641/1960) treated as fundamental and that many philosophers and psychologists

are still following him in doing. Until age 4 or so, human beings know

and learn without ever knowing that they know. What they know pertains to

the external environment: which types of interactions are possible, which

consequences those interactions will have. Internal experiences are part of

knowing and learning about the environment, but not until later in development

will children know anything about their experiences.

According to the hermeneutic philosopher Martin Heidegger (1927/1962),

we are, at the most basic level, beings engaged in the world doing something,

or being-in-the-world. He maintains that we are born into, and take over in a

preconscious way, social traditions and practices along with the meanings

that are implicit in them. Infants, for instance, learn to participate in varieties

of social interactions such as peek-a-boo. Older children learn how to navigate

through the social interactions involved in ordering and eating food at a

McDonald’s restaurant. Importantly, children have learned numerous patterns

of interaction, physical and social, well before establishing any sense

of themselves as a separate, conscious ego. Children exhibit a type of

engaged and embodied agency not centered in any explicit sense of self.

When we are fully engaged in life activities, our subjectivity or selfawareness

is often noticeably absent. We make judgments about other people

(Bargh & Ferguson, 2000; Gladwell, 2005; Wilson, 2002) and render

many of our decisions (Klein, 1998) without consciously knowing how we

do them. Musicians, dancers, artists, and athletes have all made reference to

being caught up in the flow of activity and having no room for self-conscious

awareness (Csikszentmihályi, 1990). Indeed, it is often self-consciousness

that inhibits people or pulls them out of the smooth flow of interaction. In

the words of the behind-the-plate philosopher Yogi Berra (n.d.), ‘How can

you hit and think at the same time?’ Heidegger claims that being-in-theworld

precedes our coming to distinguish a subject and an object, a self and

an other, a mind and a body, facts and values. It is our most basic way of

functioning in life.

Heidegger further sought to transcend the diremption between fact and

value by pointing out how concern, care, and signification structure human

lives. What we attend to and how we allocate our time and energy all indicate

what we care about and value. Our behavior, emotions, and thought make presuppositions

about what is real, important, and valuable. As Bickhard (1992a,

2004) puts it, a valuing process is inherent in all human functioning. Taylor

(1989) contends that ‘[s]elfhood and the good, or in another way selfhood and

morality, turn out to be inextricably intertwined themes’ (p. 3).

One indication that human agency is basically being-in-the-world comes

from research on the early development of memory. The kind of memory that

678 THEORY & PSYCHOLOGY 18(5)

could capture explicit perception of objects and of the self has been referred to

as episodic or event-based memory. For the episodes to be part of our own life

story, like our recollection of the birthday party we had when we were 5 years

old, something further is required: autobiographical memory. Autobiographical

memory is what enables us to retain the type of self-conscious occurrences that

Descartes insisted were fundamental. But memory researchers see autobiographical

memory as a developmental achievement, not a starting place. The

most rudimentary form is procedural or enactive memory—remembering how

to do things in concrete situations, without self-consciousness (Nelson, 1992,

1994; Tulving, 1985, 1987; Tulving & Schachter, 1990). When a baby remembers

how to make the mobile above her crib move (by kicking it), she is using

procedural memory. The developmental primacy of remembering how to

accomplish certain things is consistent with Heidegger’s view that human

agency is ‘primordially’ the type of embodied and engaged agency he describes

as being-in-the-world.

We could multiply examples from the earliest stages of human development,

but need not do so to make our point. And it is not as though we ever outgrow

Knowing Level 1; a good deal of mature adult functioning is still being-in-theworld,

dependent on quick recognition of situations where action is necessary,

or rapid judgments about other human beings whose basis normally remains

unknown to us (Bargh & Chartrand, 1999; Bargh & Ferguson, 2000; Bargh &

Williams, 2006; Gladwell, 2005; Klein, 1998; Wilson, 2002).

Implicitness

Most schools of thought in psychology assume that for something outside us

to have a lasting influence, we must internalize it. Somehow it needs to be

brought into each person’s mind and made present there (Bickhard, 1992a;

Bickhard & Christopher, 1994). For instance, attachment theorists have discussed

‘internal working models’ of self and other that are based on the

child’s experience with primary caretakers (Bowlby, 1988; Bretherton, 1993;

Bretherton & Munholland, 1999). But the goals that the baby sets, the ways

of acting that the baby is learning, and the baby’s emotional responses do not

require an explicit conception either of what the baby is like, or of what the

caregiver is like; the baby can develop preferences and expectations that presuppose

that the caregiver is reliable without constructing any internal model

whatsoever concerning the caregiver’s character or likely future behavior.

Even in adulthood, it is unwise to assume that unconscious biases in judgment

or decision-making are always the result of past conscious value choices,

when they are readily acquired and even modified without the involvement of

conscious processes (Gladwell, 2005; Wilson, 2002).

Interactivism takes implicitness to be a crucial feature both of being-in-theworld

and of social practices. Implicitness explains how certain things can be

CHRISTOPHER & CAMPBELL: INTERACTIVIST-HERMENEUTIC METATHEORY 679

functionally true of an entity in interaction with its environment without having

to be anywhere within the entity (Bickhard, 1993, 1999). In particular,

implicitness provides a way to model and understand how family and culture,

including familial and cultural norms, can influence early development without

having to assume that infants and toddlers have yet acquired the means to

cognize those influences. Even in adulthood, when we can think consciously

about cultural norms and sometimes do, much of their influence on us

remains implicit.

For instance, the patterns of interaction that the infant develops within the

family constellation and his or her position in that constellation embody any

number of implicit presuppositions. Imagine an American infant in the 1950s

raised in an emotionally distant and unresponsive family that adhered to clockbased

caretaking routines (such as a strict timetable for feeding) and a belief that

‘crying it out’ alone promotes emotional maturity. Initially the infant will cry for

food, attention, emotional responsiveness, and other basic needs. However, soon

he will discover that such cries go unheeded. Furthermore, crying only aggravates

his discomfort by adding physiological and emotional stress. The infant

may learn that quietude offers the best solution in such an environment, for while

his cries continue to go unheeded, he avoids the unpleasant effects of physiological

arousal (sore throat, exhaustion, burning eyes, etc.).

Quietude as a response to distress directly presupposes that no one would

respond if he were to cry—precisely what he has in fact experienced. But the

presupposition is entirely implicit. There is no explicit representation or belief

about his mother or father’s response, and as a young infant, he does not have

the cognitive capacity for any such explicit representations.

What’s more, functional patterns of interaction and ways of being will have

layers of presuppositions. Lack of responsiveness to the infant per se presupposes

that no one cares about the infant’s emotional needs. The infant’s quietude

presupposes that others value time and schedules more than they value

the child’s emotional life. A lack of caring or a lower priority can in turn presuppose

that the infant is not worthy of being cared for or given priority. A lack

of worthiness can presuppose that the infant is not lovable or has some defect

that makes him aversive to others. The kinds of presuppositions discussed in

this example are not simply presuppositions true of the child. They are presuppositions

concerning the child in his environment. They pertain to patterns of

interaction that undercut and transcend simple dichotomies of self and object.

The infant and young child are cognitively incapable of differentiating the

properties of the current environment from other possible environments; the

ability to recognize alternative possibilities is a developmental achievement

(Piaget, 1981/1987a, 1983/1987b). Nor are they capable of differentiating

who contributes what to any given interaction. Nor can they differentiate a

sense of self from the totality of their being.

One specific pattern of interaction thus entails cascading presuppositions

about the nature of the self, of others, of the world, of life. Meanwhile, the

680 THEORY & PSYCHOLOGY 18(5)

interactivist notion of implicitness guards against prematurely attributing

such presuppositions to explicit cognitive elements (internal representations,

beliefs, schemata, etc.) in the child’s mind.

As a consequence, interactive patterns are not something that the child as a

distinct entity has or engages in. They are not just the child’s differentiated

adjustment to this